Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walter? Claim Your ProfileWalter Canuto is an investment professional who has been working in the industry since 2012. Walter is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since 2011. Previously, Walter worked at INVESTORS CAPITAL CORP.. Walter has passed the Series 63, Series 66, Series 7, Series 9, and Series 10 exams. Walter is currently licensed in 53 states and is also registered as an investment advisor in 2 states. Walter has experience working with a wide range of clients, including individuals, high-net-worth individuals, corporations, insurance companies, and charitable organizations. Walter is committed to providing his clients with the highest quality of service and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
05/17/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
MA
03/15/2011 - 11/11/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
NY
11/03/2010 - 03/21/2011
INVESTORS CAPITAL CORP. (NEW YORK NY)
BOTH
Issued 05/15/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/23/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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