Unclaimed
Wally Talmadge Douglas is a registered representative with Farmers Financial Solutions, LLC, a firm that is registered with both the SEC and FINRA. Wally has been in the securities industry since 1999 and has held previous roles with NYLIFE Securities Inc. Wally holds Series 6, 26, and 63 licenses as well as the SIE. Currently, Wally is registered in both California and Hawaii, with a focus on providing financial services within these regions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/13/2001 - Present
Farmers Financial Solutions, LLC (SACRAMENTO CA)
CA
09/12/2000 - 08/13/2001
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
NA
12/14/1987 - 08/25/1988
NYLIFE SECURITIES INC.
BC
Issued 09/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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