Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wally? Claim Your ProfileWally Dean Broussard is a financial advisor at Centaurus Financial, Inc. with over 35 years of experience in the industry. Wally specializes in a wide range of services, including financial planning, portfolio management for individuals and businesses, educational seminars, market timing services, and selection of other advisors. Wally is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
12/16/2008 - Present
Centaurus Financial, Inc. (LAFAYETTE LA)
LA
12/16/2004 - 12/22/2008
ING FINANCIAL PARTNERS, INC. (LAFAYETTE LA)
IN
01/31/2002 - 12/31/2004
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IA
04/06/2001 - 02/05/2002
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IA
04/12/1999 - 04/03/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NJ
06/08/1987 - 04/01/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
08/19/1986 - 05/14/1987
PAINEWEBBER INCORPORATED
NA
06/13/1985 - 08/25/1986
E. F. HUTTON & COMPANY INC
NA
12/05/1983 - 07/16/1985
IDS FINANCIAL SERVICES INC.
NA
12/05/1983 - 07/16/1985
IDS MARKETING CORPORATION
NA
11/30/1982 - 11/10/1983
PRUCO SECURITIES CORPORATION
BC
Issued 07/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
BC
Issued 03/20/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/29/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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