Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wallie? Claim Your ProfileWallie Dexter Feliciano is a financial professional with over 25 years of experience in the financial services industry. Wallie is currently registered with Osaic Institutions, Inc. Wallie has held previous positions with HARVEST CAPITAL LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., BANKBOSTON INVESTOR SERVICES, INC., FLEET ENTERPRISES, INC., FIS SECURITIES, INC., METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Wallie is committed to providing personalized financial advice to meet the individual needs of clients. Wallie holds Series 6, 7, 24, 26, 63, and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
11/20/2013 - Present
Osaic Institutions, Inc. (meriden CT)
CT
01/04/2005 - 11/20/2013
HARVEST CAPITAL LLC (WETHERSFIELD CT)
MA
10/20/2004 - 01/03/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/25/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
01/26/2000 - 09/29/2000
BANKBOSTON INVESTOR SERVICES, INC. (BOSTON MA)
NY
08/24/1998 - 09/29/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
MA
06/23/1998 - 09/25/2000
FIS SECURITIES, INC. (BOSTON MA)
MA
08/08/1995 - 01/15/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/08/1995 - 01/15/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 03/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 12/18/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/07/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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