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Wallace Ray Nichols

Asset Guidance Group, LLC

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About Wallace Ray Nichols

Wallace Ray Nichols is an Investment Advisor Representative at Asset Guidance Group, LLC. Wallace Nichols has been in the securities industry for over 10 years. Wallace Nichols is also an attorney at law at WR Nichols & Associates, PC. Wallace Nichols's firm, Asset Guidance Group, LLC, provides financial planning, market timing services, and portfolio management for individuals. Asset Guidance Group, LLC manages over $20,000,000 in assets for 39 clients.

Firm Information

Wallace Nichols is currently registered with Asset Guidance Group, LLC. Asset Guidance Group, LLC is an investment advisory firm with 2 licensed agents and 2 investment advisor representatives. They manage approximately $20 million in assets for 39 individuals. Their services include financial planning, educational seminars, market timing services, publication of periodicals, selection of other advisors, and portfolio management for individuals.

$20.00M

Assets Under Management

39

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees

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Wallace Nichols’s Registration & Firm History

GA

04/26/2018 - Present

Asset Guidance Group, LLC (ROSWELL GA)

GA

09/24/2014 - 08/11/2016

CETERA ADVISOR NETWORKS LLC (ROSWELL GA)

GA

10/28/2011 - 10/01/2014

CSSC BROKERAGE SERVICES, INC. (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 11/22/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/11/2016

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Wallace Ray Nichols.
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