Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wallace? Claim Your ProfileWallace Key Holleman is a financial advisor who has been in the industry since 1996. Wallace is currently registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since 2016. Prior to that, Wallace worked at Raymond James & Associates, Inc. Wallace has a variety of experience in the industry and has held several roles in the financial industry. Wallace holds the Series 7, 9, 10, 31, 63, and 65 licenses. Wallace is also a Certified Financial Planner. Wallace is registered in multiple states and has a strong track record of providing financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
10/17/2016 - Present
Raymond James Financial Services Advisors, Inc. (Nashville TN)
TN
12/10/2010 - 09/27/2016
RAYMOND JAMES & ASSOCIATES, INC. (NASHVILLE TN)
TN
06/29/2001 - 12/10/2010
ROBERT W. BAIRD & CO. INCORPORATED (NASHVILLE TN)
MO
10/01/1999 - 07/06/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/28/1996 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IA
Issued 04/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/12/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 02/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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