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Wallace Jose Dos santos

Fidelity Brokerage Services LLC

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About Wallace Jose Dos santos

Wallace Jose Dos santos is a registered representative with Fidelity Brokerage Services LLC. Wallace has been in the securities industry since September 2022. Wallace holds a Series 63, Series 7TO, and SIE license. Wallace is registered in 53 states and the District of Columbia.

Firm Information

Wallace Dos santos is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wallace Dos santos’s Registration & Firm History

TX

09/30/2022 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 10/10/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/22/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Wallace Jose Dos santos.
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