Unclaimed
Wallace Jose Dos santos is a registered representative with Fidelity Brokerage Services LLC. Wallace has been in the securities industry since September 2022. Wallace holds a Series 63, Series 7TO, and SIE license. Wallace is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/30/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 10/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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