Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wallace? Claim Your ProfileWallace Cook is a registered investment advisor representative with Cetera Investment Advisers LLC. Wallace has been in the industry since 1986 and holds multiple licenses and registrations, including Series 6, 63, 26 and 65. Wallace provides financial planning, portfolio management for individuals and businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
08/10/2023 - Present
Cetera Investment Advisers LLC (MT PLEASANT SC)
SC
09/22/2015 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Mt Pleasant SC)
SC
05/02/2014 - 08/14/2015
METLIFE SECURITIES INC. (CHARLESTON SC)
SC
05/05/2014 - 01/02/2015
NEW ENGLAND SECURITIES (CHARLESTON SC)
SC
05/25/2000 - 05/05/2014
NEW ENGLAND SECURITIES (CHARLESTON SC)
NJ
11/18/1986 - 05/24/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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