Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wallace? Claim Your ProfileWallace D. Weathers is a financial advisor with Cetera Investment Services LLC in Birmingham, Alabama. Wallace has been in the securities industry since 2005. Wallace holds Series 6, 7 and 63 securities licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
12/16/2015 - Present
Cetera Investment Services LLC (BIRMINGHAM AL)
AL
05/10/2013 - 12/05/2015
CETERA INVESTMENT SERVICES LLC (BIRMINGHAM AL)
TN
03/08/2011 - 03/31/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
AL
03/29/2010 - 11/10/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)
AL
02/13/2007 - 02/02/2010
MORGAN KEEGAN & COMPANY, INC. (BIRMINGHAM AL)
AL
04/05/2005 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
BC
Issued 05/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/04/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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