Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wallace? Claim Your ProfileWallace Chi-ho Chu is a financial advisor with over 25 years of experience in the industry. Wallace is a Certified Financial Planner and a Chartered Financial Consultant. Wallace is currently registered with LPL Financial LLC in San Jose, CA. Wallace has also been registered with several other firms in the past including Associated Securities Corp., Financial Network Investment Corporation, Pension Planners Securities, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, and NYLife Securities Inc. Wallace offers a range of financial services including financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/08/2009 - Present
LPL Financial LLC (SAN JOSE CA)
CA
03/12/2009 - 09/08/2009
ASSOCIATED SECURITIES CORP. (SAN JOSE CA)
CA
08/13/2008 - 03/12/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (SAN JOSE CA)
CA
03/14/2003 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (SAN JOSE CA)
MA
07/31/2001 - 03/19/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/31/2001 - 03/19/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IN
09/24/1996 - 06/12/2001
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
09/24/1996 - 06/12/2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
05/17/1995 - 03/19/1996
NYLIFE SECURITIES INC. (NEW YORK NY)
GA
03/03/1995 - 03/17/1995
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 02/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/02/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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