Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wallace? Claim Your ProfileWallace Mason is a financial advisor with Advisory Services Network, located in Landrum, South Carolina. Wallace has been in the financial services industry for over 20 years. Wallace has passed the Series 65, 63, 10, 9, 53, SIE, and 7 exams. He has experience with high-net-worth individuals, corporations or other businesses, charitable organizations, and pension and profit-sharing plans. Advisory Services Network, with its main office in Atlanta, Georgia, provides financial planning, portfolio management, and selection of other advisors services to its clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
03/05/2018 - Present
Advisory Services Network (Landrum SC)
NC
09/06/2005 - 01/26/2018
ROBERT W. BAIRD & CO. INCORPORATED (WINSTON SALEM NC)
MD
11/15/2000 - 09/13/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NC
04/01/1999 - 11/06/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
06/01/1998 - 04/01/1999
WACHOVIA CAPITAL MARKETS, INC. (WINSTON SALEM NC)
NC
04/04/1997 - 06/01/1998
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NC
02/21/1992 - 12/31/1993
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
IA
Issued 02/12/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/17/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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