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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walker? Claim Your ProfileWalker Williams is an investment advisor representative with Lido Advisors, LLC in Broomfield, Colorado. Walker has been in the industry for over 16 years and is licensed in multiple states. Walker has a broad range of experience in the financial services industry, including experience with a variety of investment products and services. Walker is a highly qualified investment advisor representative who is committed to providing clients with the best possible investment advice. Walker also provides financial planning services and educational seminars to clients. Walker is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
04/02/2024 - Present
Lido (BROOMFIELD CO)
CO
03/29/2018 - 03/07/2022
SANFORD C. BERNSTEIN & CO., LLC (DENVER CO)
TN
07/21/2011 - 05/02/2018
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
NY
08/27/2010 - 07/12/2011
NEUBERGER BERMAN LLC (NEW YORK NY)
CO
06/12/2007 - 05/22/2009
JANUS DISTRIBUTORS LLC (DENVER CO)
NY
12/01/2005 - 06/05/2007
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
PA
07/14/2004 - 11/17/2005
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 08/10/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/18/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/09/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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