Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walker? Claim Your ProfileWalker Brady is a financial advisor with Raymond James & Associates, Inc., a firm with over $400 billion in assets under management. Walker has been in the financial services industry since 2018 and is registered with the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA). Walker is licensed in all states and has a Series 7, 63, 66, and 57TO license. Walker specializes in providing financial advice and investment management services to individuals, corporations, and other business entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/20/2022 - Present
Raymond James & Associates, Inc. (Greenwich CT)
CT
07/18/2018 - 04/07/2022
FIELDPOINT PRIVATE SECURITIES, LLC (GREENWICH CT)
BOTH
Issued 09/12/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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