Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walker? Claim Your ProfileWalker Sleight Henderson is a financial advisor with over 30 years of experience in the industry. Walker is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and previously worked with WELLS FARGO ADVISORS, LLC, FIRST UNION BROKERAGE SERVICES, INC., PAINEWEBBER INCORPORATED, SOUTHEAST BANK BROKERAGE SERVICE, INC., and AMERIFIRST SECURITIES CORPORATION. Walker holds a variety of licenses and certifications, including Series 7, Series 10, Series 24, Series 63, and Series 65. Walker is also a Registered Principal and has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/10/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DELRAY BEACH FL)
FL
10/01/2000 - 12/03/2009
WELLS FARGO ADVISORS, LLC (BOCA RATON FL)
NC
07/06/1994 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
04/26/1993 - 07/06/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NC
10/29/1991 - 05/03/1993
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
02/24/1988 - 10/31/1991
SOUTHEAST BANK BROKERAGE SERVICE, INC.
NA
05/22/1987 - 10/31/1991
SOUTHEAST BANK BROKERAGE SERVICE, INC.
NA
01/06/1988 - 02/23/1988
AMERIFIRST SECURITIES CORPORATION
NA
03/08/1985 - 10/15/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/22/1983 - 02/01/1985
DEAN WITTER REYNOLDS INC.
IA
Issued 05/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/18/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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