Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Walker? Claim Your ProfileWalker Gaultney is a financial professional with over 40 years of experience in the industry. Currently, Walker is an investment advisor representative at Osaic Wealth, Inc., and is also registered with the state of North Carolina and Georgia. Previously, Walker worked at Securities America, Inc., and SunAmerica Securities, Inc. Walker has a wide range of experience in the financial services industry and is committed to providing his clients with personalized advice and service. Walker works with individual investors, retirement plans, and businesses, providing investment management, financial planning, and insurance services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/14/2024 - Present
Osaic Wealth, Inc. (SAPPHIRE NC)
NC
02/01/2001 - 06/14/2024
SECURITIES AMERICA, INC. (SAPPHIRE NC)
AZ
10/10/1996 - 02/07/2001
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
02/29/1996 - 10/10/1996
IFG NETWORK SECURITIES, INC.
GA
02/28/1996 - 10/10/1996
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
TX
01/02/1992 - 02/28/1996
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
GA
01/02/1991 - 12/31/1991
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
06/15/1989 - 12/31/1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
05/07/1985 - 06/21/1989
FSC SECURITIES CORPORATION
NA
03/18/1982 - 04/23/1985
IDS FINANCIAL SERVICES INC.
NA
03/16/1982 - 04/23/1985
IDS MARKETING CORPORATION
IA
Issued 05/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/11/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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