Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wales? Claim Your ProfileWales Scribner Dixon is a registered investment advisor representative, currently employed at Principal Advised Services. Wales has been actively involved in the financial industry since April 7, 2024. Wales obtained the Series 66, Series 7TO and SIE licenses and holds registrations in 51 states and two states for investment advisor representatives. The firm is headquartered in Des Moines, IA and has 53 investment advisor representatives. Wales has specialized in Retirement planning and Pension Consulting. The firm offers portfolio management for individuals and businesses, and their investment advice is based on the percentage of assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
08/06/2024 - Present
Principal Advised Services (CHARLOTTE NC)
BOTH
Issued 05/18/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/16/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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