Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Waleed? Claim Your ProfileWaleed Muhammad Effendi is a financial advisor with Houlihan Lokey Capital, Inc., based in New York, NY. Waleed has been in the industry since November 7, 2018, and holds the Series 63, Series 79 and SIE licenses. Waleed has worked for several firms before joining Houlihan Lokey Capital, including DC Advisory, SC&H Capital Corporation and SunTrust Robinson Humphrey, Inc. Waleed is registered to provide investment advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/21/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
DC
12/08/2021 - 05/20/2024
DC ADVISORY (Washington DC DC)
MD
04/03/2020 - 11/23/2021
SC&H CAPITAL CORPORATION (Ellicott City MD)
GA
08/06/2018 - 02/13/2020
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 09/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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