Unclaimed
Waleed Ali Mustafa is a registered representative with National Financial Services LLC. Waleed has been in the securities industry since September 20, 2022. Waleed holds the Series 7TO, Series 63, and SIE licenses. Waleed's current employment is with National Financial Services LLC in Westlake, TX. Previously, Waleed was employed by Fidelity Brokerage Services LLC in Westlake, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/17/2023 - Present
National Financial Services LLC (WESTLAKE TX)
TX
08/26/2022 - 09/20/2023
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 09/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/06/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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