Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Waldemar? Claim Your ProfileWaldemar Bento is an experienced financial professional with over 20 years in the industry. Waldemar currently works at Merrill Lynch, Pierce, Fenner & Smith Inc., where Waldemar has been employed since 2018. Prior to that, Waldemar worked at J.P. Morgan Securities LLC and RBC Capital Markets Corporation. Waldemar holds a variety of licenses and registrations, including Series 7, 63, 65, 66, and 24. Waldemar specializes in a range of investment areas, including equities, fixed income, mutual funds, options, and variable annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/06/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
01/25/2010 - 07/20/2018
J.P. MORGAN SECURITIES LLC (Brooklyn NY)
NY
07/28/2009 - 10/30/2009
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
05/29/2007 - 02/17/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/26/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
10/30/2003 - 02/26/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/31/2001 - 03/13/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BOTH
Issued 03/18/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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