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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Waitak? Claim Your ProfileWaitak Wong is a financial advisor registered with UBS Financial Services Inc. and UBS Securities LLC, both of which are active firms. Waitak has a broad range of experience, having passed exams for the Series 3, 7TO, 24, 52TO, 53, 57TO, and 63, as well as the SIE. Waitak holds registrations in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. Waitak is a Principal with UBS Financial Services Inc. and has been in the financial industry since 2022. UBS Financial Services Inc. is a large firm with over $700 billion in assets under management, serving a wide range of client types, including individuals, corporations, and institutions. They offer a variety of services, including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
07/28/2023 - Present
UBS Financial Services Inc. (New York NY)
BC
Issued 03/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/01/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/06/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 12/17/2022
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/2022
Series 57TO - Securities Trader Exam
BC
Issued 03/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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