Unclaimed
Waile Safy is a registered representative with Northwestern Mutual Investment Services, LLC. Waile is licensed in 13 states including Illinois, California, Florida and Wisconsin. Waile is a registered representative and has been in the financial industry for 2 years. The advisor specializes in Investment Company Products/Variable Contracts. Waile has passed the Series 63, Series 6TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
02/18/2020 - Present
Northwestern Mutual Investment Services, LLC (VERNON HILLS IL)
BC
Issued 12/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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