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Wai Ping Chu

Transamerica Financial Advisors, Inc.

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About Wai Ping Chu

Wai Ping Chu is an Investment Advisor Representative with Transamerica Financial Advisors, Inc. Wai Ping Chu is also a Registered Representative of Transamerica Financial Advisors, Inc. Wai Ping Chu has been in the securities industry since October 4, 2015. Wai Ping Chu is licensed in New Jersey, New York, and Texas. Wai Ping Chu also provides advisory services in New Jersey, New York, and Texas. Wai Ping Chu is licensed to provide investment advisory services for individuals and for pooled investment vehicles. Wai Ping Chu is also licensed to provide investment advice for charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Wai Ping Chu is a member of the Financial Industry Regulatory Authority (FINRA) and is subject to FINRA rules and regulations.

Firm Information

Wai Chu is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Wai Chu’s Registration & Firm History

NY

07/30/2019 - Present

Transamerica Financial Advisors, Inc. (ELMHURST NY)

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Licenses & Designations

IA

Issued 03/24/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/25/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wai Ping Chu.
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