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Wai Miks

P.j. Robb Variable, LLC

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About Wai Miks

Wai Miks is a financial professional with over 30 years of experience in the financial services industry. Wai holds multiple securities licenses, including Series 6, 7, 24, 26, and 63. They have a proven track record of success, most recently working at OSAIC WEALTH, INC. Currently, Wai is registered with P.j. Robb Variable, LLC, and holds a Series 65 license.

Firm Information

Wai Miks is currently registered with P.j. Robb Variable, LLC. P.j. Robb Variable, LLC is a Limited Liability Company formed in 1995. They are registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

105

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wai Miks’s Registration & Firm History

PA

07/12/2024 - Present

P.j. Robb Variable, LLC (HARRISBURG PA)

AL

06/14/2024 - 07/08/2024

OSAIC WEALTH, INC. (Birmingham AL)

AL

05/21/2024 - 06/14/2024

SECURITIES AMERICA, INC. (Birmingham AL)

FL

06/26/2023 - 05/31/2024

THE LEADERS GROUP, INC. (Jacksonville FL)

CT

02/03/2021 - 04/04/2023

SAYBRUS EQUITY SERVICES, LLC (HARTFORD CT)

GA

03/26/2020 - 01/20/2021

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (Alpharetta GA)

NJ

06/27/2013 - 03/31/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

CA

12/10/2010 - 05/10/2013

NYLIFE SECURITIES LLC (SAN RAMON CA)

CA

06/02/1989 - 11/26/2010

WOODBURY FINANCIAL SERVICES, INC. (SAN RAMON CA)

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Licenses & Designations

IA

Issued 12/10/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/22/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/12/1997

Series 24 - General Securities Principal Examination

BC

Issued 04/03/1991

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/1997

Series 7 - General Securities Representative Examination

BC

Issued 06/01/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wai Miks.
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