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Wai Luo

Chimera Securities, LLC

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About Wai Luo

Wai Luo is a registered representative with Chimera Securities, LLC. Wai has been in the securities industry since February 4, 2018. Wai holds the Securities Industry Essentials Examination (SIE) and Series 57 licenses.

Firm Information

Wai Luo is currently registered with Chimera Securities, LLC. Chimera Securities, LLC is a Limited Liability Company formed in 2008. The firm has been approved for registration with the SEC and has 7 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wai Luo’s Registration & Firm History

NY

02/05/2018 - Present

Chimera Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/2018

Series 57 - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wai Luo.
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