Unclaimed
Wai Hong Tung is a registered representative with Susquehanna Securities, LLC. Wai Hong Tung has been in the industry since August 14, 2006, and has passed both the Series 7 and SIE exams. Wai Hong Tung is currently registered with Susquehanna Securities, LLC. Prior to Susquehanna Securities, LLC, Wai Hong Tung was registered with Susquehanna Capital Group. Wai Hong Tung has also been registered with Lehman Brothers Inc. Wai Hong Tung is registered in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/19/2014 - Present
Susquehanna Securities, LLC (BALA CYNWYD PA)
PA
06/22/2007 - 03/16/2015
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
NY
08/08/2000 - 06/15/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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