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Wai chung Chris Tam

Pimco Investments LLC

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About Wai chung Chris Tam

Wai chung Chris Tam is a financial professional with over 14 years of experience in the industry. Wai chung Chris has a strong background in the financial services industry, holding licenses such as Series 4, 7, 24, and 63. Wai chung Chris currently works as a registered representative at Pimco Investments LLC, a firm specializing in investment management services. Wai chung Chris has previously worked for Zecco Trading, Inc. where Wai chung Chris provided financial services. Wai chung Chris Tam is registered in California and holds an active broker-dealer registration.

Firm Information

Wai chung Tam is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wai chung Tam’s Registration & Firm History

CA

11/08/2012 - Present

Pimco Investments LLC (NEWPORT BEACH CA)

CA

05/14/2008 - 09/28/2012

ZECCO TRADING, INC. (GLENDALE CA)

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Licenses & Designations

BC

Issued 06/30/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/2011

Series 4 - Registered Options Principal Examination

BC

Issued 08/15/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wai chung Chris Tam.
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