Unclaimed
Wai chung Chris Tam is a financial professional with over 14 years of experience in the industry. Wai chung Chris has a strong background in the financial services industry, holding licenses such as Series 4, 7, 24, and 63. Wai chung Chris currently works as a registered representative at Pimco Investments LLC, a firm specializing in investment management services. Wai chung Chris has previously worked for Zecco Trading, Inc. where Wai chung Chris provided financial services. Wai chung Chris Tam is registered in California and holds an active broker-dealer registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/08/2012 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
CA
05/14/2008 - 09/28/2012
ZECCO TRADING, INC. (GLENDALE CA)
BC
Issued 06/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2011
Series 4 - Registered Options Principal Examination
BC
Issued 08/15/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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