Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wahab? Claim Your ProfileWahab Shah is a registered investment advisor representative with Citigroup Global Markets Inc. Wahab has been in the financial services industry since 2000 and has been with Citigroup Global Markets Inc. since 2007. Wahab is licensed in the state of California as an Investment Advisor Representative. Wahab Shah specializes in providing portfolio management for individuals and businesses, financial planning, asset allocation advice, and security ratings. Wahab has also worked for WELLS FARGO CLEARING SERVICES, LLC and WELLS FARGO BANK, NA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
04/27/2024 - Present
Citigroup Global Markets Inc. (Pleasant Hill CA)
CA
12/22/2022 - 02/28/2024
WELLS FARGO CLEARING SERVICES, LLC (WALNUT CREEK CA)
CA
05/29/2007 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (DUBLIN CA)
CA
03/21/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (DUBLIN CA)
MN
09/25/2000 - 10/18/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
BOTH
Issued 04/03/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/21/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/29/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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