Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wade? Claim Your ProfileWade Roland Wootton is a financial advisor with over 29 years of experience in the financial services industry. Wade is currently registered with Charles Schwab & CO., Inc., located in Westlake, TX. Wade has previously worked at TD Ameritrade, Inc., Fidelity Brokerage Services LLC, and National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
11/08/2018 - Present
Charles Schwab & CO., Inc. (Westlake TX)
NE
09/12/2022 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
TX
10/04/2010 - 04/11/2018
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
12/24/2013 - 04/01/2015
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
RI
09/21/2005 - 07/24/2013
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
10/25/1993 - 07/09/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 07/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 07/01/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/01/1995
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 04/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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