Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wade? Claim Your ProfileWade Norman Murphy is a financial advisor with over 25 years of experience in the industry. Wade has worked with GWN Securities Inc. since 2010 and has held several previous positions at firms including Transamerica Financial Advisors, Inc., Durham Securities Corporation, Pension Planners Securities, Inc. and Legend Equities Corporation. Wade is registered in California, Nevada, and Texas. Wade holds a Series 6, 7, 24, 26, 63, and 65 license and is a registered representative of GWN Securities Inc. Wade is dedicated to providing retirement planning services to educators.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
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2
CA
01/05/2010 - Present
GWN Securities Inc. (ROLLING HILLS ESTATES CA)
CA
09/04/2009 - 12/31/2009
TRANSAMERICA FINANCIAL ADVISORS, INC (ROLLING HILLS ESTATES CA)
CA
07/20/2000 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (ROLLING HILLS ESTATES CA)
CA
07/31/2000 - 12/03/2001
DURHAM SECURITIES CORPORATION (TORRANCE CA)
CA
12/24/1998 - 08/10/2000
PENSION PLANNERS SECURITIES, INC. (SACRAMENTO CA)
FL
07/25/1996 - 01/09/1999
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
IA
Issued 04/27/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2003
Series 24 - General Securities Principal Examination
BC
Issued 09/30/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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