Unclaimed
Wade Newton Black is a financial professional with over 25 years of experience in the industry. Wade is currently registered with R. F. Lafferty & CO., Inc. and has been a Registered Representative with the firm since July 2020. Wade specializes in the management of assets for high-net-worth individuals and has a strong track record of success in this area. Wade has also held positions at Scarsdale Equities LLC, Brimberg & Co., and Leeb Brokerage Services, Inc., providing a broad range of financial services. Wade's experience and expertise make Wade a valuable resource for clients seeking investment advice and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/10/2020 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NY
06/27/2005 - 12/23/2020
SCARSDALE EQUITIES LLC (NEW YORK NY)
NY
01/20/2004 - 07/01/2005
BRIMBERG & CO. (NEW YORK NY)
NY
03/11/1999 - 02/09/2004
LEEB BROKERAGE SERVICES, INC. (NEW YORK NY)
NY
09/11/1998 - 02/12/1999
BRIMBERG & CO. (NEW YORK NY)
NY
06/14/1995 - 11/13/1997
BRIMBERG & CO. (NEW YORK NY)
BC
Issued 07/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/14/1999
Series 24 - General Securities Principal Examination
BC
Issued 09/22/1998
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/12/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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