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Wade Newton Black

R. F. Lafferty & CO., Inc.

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About Wade Newton Black

Wade Newton Black is a financial professional with over 25 years of experience in the industry. Wade is currently registered with R. F. Lafferty & CO., Inc. and has been a Registered Representative with the firm since July 2020. Wade specializes in the management of assets for high-net-worth individuals and has a strong track record of success in this area. Wade has also held positions at Scarsdale Equities LLC, Brimberg & Co., and Leeb Brokerage Services, Inc., providing a broad range of financial services. Wade's experience and expertise make Wade a valuable resource for clients seeking investment advice and portfolio management services.

Firm Information

Wade Black is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Wade Black’s Registration & Firm History

NY

07/10/2020 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

NY

06/27/2005 - 12/23/2020

SCARSDALE EQUITIES LLC (NEW YORK NY)

NY

01/20/2004 - 07/01/2005

BRIMBERG & CO. (NEW YORK NY)

NY

03/11/1999 - 02/09/2004

LEEB BROKERAGE SERVICES, INC. (NEW YORK NY)

NY

09/11/1998 - 02/12/1999

BRIMBERG & CO. (NEW YORK NY)

NY

06/14/1995 - 11/13/1997

BRIMBERG & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/25/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/1999

Series 4 - Registered Options Principal Examination

BC

Issued 01/14/1999

Series 24 - General Securities Principal Examination

BC

Issued 09/22/1998

Series 27 - Financial and Operations Principal Examination

BC

Issued 12/12/1995

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/13/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Wade Newton Black.
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