Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wade? Claim Your ProfileWade Hartz is a financial advisor who has been in the industry since 2003. Wade is currently registered with Rockefeller Financial LLC and Rockefeller Capital Management, and holds licenses in Pennsylvania and Texas. Wade has experience in portfolio management for businesses and individuals, and also provides financial planning and pension consulting services. Wade has a strong track record of success and has worked with several large firms throughout their career, including Securian Financial Services, PNC Investments, NYLife Securities LLC, Allstate Financial Services LLC, Morgan Stanley DW Inc., and New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/30/2025 - Present
Rockefeller Financial LLC (New York NY)
PA
06/08/2011 - 03/17/2020
SECURIAN FINANCIAL SERVICES, INC. (HUNTINGDON VALLEY PA)
PA
09/13/2010 - 03/30/2011
PNC INVESTMENTS (WARRINGTON PA)
PA
06/17/2008 - 02/11/2009
NYLIFE SECURITIES LLC (HORSHAM PA)
PA
02/26/2004 - 05/23/2008
ALLSTATE FINANCIAL SERVICES, LLC (PLYMOUTH MEETING PA)
NY
11/07/2002 - 12/05/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/19/2001 - 08/06/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 05/09/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 01/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 03/16/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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