Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wade? Claim Your ProfileWade Paffenroth is a financial professional with over 13 years of experience in the industry. Wade is currently registered with LPL Financial LLC and has held previous positions with UVEST Financial Services Group, Inc. and MetLife Securities Inc. Wade holds the Series 6, 7, 63, and 65 licenses and is also a Certified Financial Planner™ and Chartered Financial Consultant™.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
09/01/2022 - Present
LPL Financial LLC (NEENAH WI)
WI
10/11/2011 - 08/15/2022
LPL FINANCIAL LLC (APPLETON WI)
WI
02/17/2011 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (NEENAH WI)
WI
07/06/2009 - 02/03/2011
METLIFE SECURITIES INC. (DE PERE WI)
IA
Issued 11/05/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2011
Series 7 - General Securities Representative Examination
BC
Issued 07/03/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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