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Wade Anthony Suki

Capital ONE Securities, Inc.

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About Wade Anthony Suki

Wade Anthony Suki is an active Broker-Dealer representative registered in Texas. Wade has been in the financial services industry since August 30, 2008. Wade currently works for Capital ONE Securities, Inc. Wade has previously worked for BANC of America Securities LLC, J.P. Morgan Securities Inc., and Waddell & Reed, Inc..

Firm Information

Wade Suki is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wade Suki’s Registration & Firm History

TX

02/28/2023 - Present

Capital ONE Securities, Inc. (Plano TX)

NY

05/25/2004 - 03/17/2006

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

04/24/2001 - 05/26/2004

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

01/06/2000 - 04/10/2001

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

05/15/1997 - 01/11/2000

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

KS

09/19/1995 - 10/15/1996

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 03/18/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/04/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/18/2023

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/27/2023

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2000

Series 7 - General Securities Representative Examination

BC

Issued 09/18/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wade Anthony Suki.
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