Unclaimed
Wade Anthony Suki is an active Broker-Dealer representative registered in Texas. Wade has been in the financial services industry since August 30, 2008. Wade currently works for Capital ONE Securities, Inc. Wade has previously worked for BANC of America Securities LLC, J.P. Morgan Securities Inc., and Waddell & Reed, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/28/2023 - Present
Capital ONE Securities, Inc. (Plano TX)
NY
05/25/2004 - 03/17/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
04/24/2001 - 05/26/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/06/2000 - 04/10/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/15/1997 - 01/11/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
KS
09/19/1995 - 10/15/1996
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 03/18/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/27/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/18/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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