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Wade Anthony Diebner

Finalis Securities LLC

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About Wade Anthony Diebner

Wade Anthony Diebner is a financial professional with over 10 years of experience in the industry. Wade is currently registered with Finalis Securities LLC and previously held positions at Yosemite Execution Partners Inc., Boustead Securities, LLC, Merriman Capital, Inc., Penserra Securities, LLC, BrokerageAmerica, LLC and Charles Schwab & Co., Inc. Wade holds the Series 7, Series 55, Series 63, and Series 65 licenses and the SIE designation. Wade is licensed to conduct business in Arizona and Florida.

Firm Information

Wade Diebner is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wade Diebner’s Registration & Firm History

NY

02/17/2021 - Present

Finalis Securities LLC (New York NY)

CA

04/25/2019 - 09/02/2021

YOSEMITE EXECUTION PARTNERS INC. (LAFAYETTE CA)

CA

10/21/2016 - 09/01/2017

BOUSTEAD SECURITIES, LLC (IRVINE CA)

NY

06/13/2013 - 06/26/2015

MERRIMAN CAPITAL, INC. (NEW YORK NY)

CA

02/24/2012 - 08/06/2012

PENSERRA SECURITIES, LLC (DANVILLE CA)

NY

07/02/2002 - 11/06/2002

BROKERAGEAMERICA, LLC (NEW YORK NY)

TX

11/28/2001 - 12/17/2001

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

IA

Issued 11/17/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/12/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/01/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2012

Series 7 - General Securities Representative Examination

BC

Issued 10/29/2002

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wade Anthony Diebner.
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