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Wade Allen Stafford

Northwestern Mutual Investment Services, LLC

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About Wade Allen Stafford

Wade Stafford is a registered representative with Northwestern Mutual Investment Services, LLC. He is also a registered investment advisor representative in Texas and Wisconsin. Wade has been in the securities industry since 2008 and has experience with Charles Schwab & Co., Inc., TD Ameritrade, Inc., and Fidelity Brokerage Services LLC. He holds Series 7, 9, 10, 63, and 66 licenses. Wade currently works in the Cuero, Texas branch office of Northwestern Mutual Investment Services, LLC.

Firm Information

Wade Stafford is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Wade Stafford’s Registration & Firm History

TX

08/01/2024 - Present

Northwestern Mutual Investment Services, LLC (Cuero TX)

TX

05/21/2020 - 04/15/2024

CHARLES SCHWAB & CO., INC. (Austin TX)

TX

12/13/2017 - 04/28/2020

TD AMERITRADE, INC. (Southlake TX)

TX

02/08/2008 - 11/21/2017

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 01/11/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/15/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/26/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/23/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wade Allen Stafford.
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