Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wade? Claim Your ProfileWade A Leon is a registered representative with HSBC Securities (USA) Inc. Wade has over 20 years of experience in the financial services industry. Wade is currently licensed in New York and has a strong track record of success in providing investment advice and portfolio management services to a wide range of clients. Wade has a diverse background, having worked at several prominent financial institutions, including Goldman, Sachs & Co. In addition to the Series 7 and Series 63, Wade holds the Series 99TO and SIE exams, which demonstrate his knowledge of the securities industry. Wade is committed to providing clients with personalized financial advice that meets their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/09/2021 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
03/09/2018 - 10/10/2019
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
08/01/2012 - 12/06/2017
UBS SECURITIES LLC (NEW YORK NY)
NY
03/25/1996 - 01/28/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 07/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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