Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you W? Claim Your ProfileW. Walter Booth, Sr. has been a financial professional for over 40 years. W. Walter Booth, Sr. is currently registered as a broker and investment advisor representative with Folger Nolan Fleming Douglas Inc. in Washington, DC. W. Walter Booth, Sr. has previously worked at Morgan Stanley, Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, Prudential Securities Incorporated, Salomon Smith Barney Inc., Dean Witter Reynolds Inc. and Paine Webber Incorporated. W. Walter Booth, Sr. has experience working with a variety of clients, including high-net-worth individuals, charitable organizations, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap fee management programs of other registered investment advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
DC
09/22/2022 - Present
Folger Nolan Fleming Douglas Inc. (WASHINGTON DC)
DC
06/01/2009 - 08/06/2013
MORGAN STANLEY (WASHINGTON DC)
DC
01/22/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)
DC
07/01/2003 - 01/22/2008
WACHOVIA SECURITIES, LLC (WASHINGTON DC)
NY
08/14/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/05/1994 - 08/18/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/10/1989 - 08/10/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
11/23/1983 - 11/24/1989
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 08/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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