Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you W? Claim Your ProfileW. Stephen Jones is a financial advisor with over 30 years of experience in the industry. W. Stephen is registered with Cambridge Investment Research Advisors, Inc. and has a diverse background in the financial services industry. W. Stephen has held previous roles with LPL Financial LLC, Securities America, Inc. and Royal Alliance Associates, Inc. W. Stephen is a Certified Financial Planner and holds licenses including Series 6, 7, 22, 24, and 63. W. Stephen is a trusted advisor and is dedicated to providing personalized financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
SC
01/02/2018 - Present
Cambridge Investment Research Advisors, Inc. (Seneca SC)
SC
05/24/2013 - 12/31/2017
LPL FINANCIAL LLC (GREENVILLE SC)
SC
02/15/2008 - 05/24/2013
SECURITIES AMERICA, INC. (ANDERSON SC)
SC
08/07/1993 - 02/15/2008
ROYAL ALLIANCE ASSOCIATES, INC. (ANDERSON SC)
NY
08/03/1993 - 08/16/1993
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
07/01/1987 - 07/22/1993
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
04/07/1987 - 06/16/1987
EAGLE CAPITAL CORPORATION
BC
Issued 05/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/06/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/01/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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