Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you W? Claim Your ProfileW. Scott Parker is a financial advisor who has been in the industry since May 1993. W. Scott Parker is currently registered with UBS Financial Services Inc. as a Registered Representative and Investment Advisor Representative. Previously, W. Scott Parker was also registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Sanford C. Bernstein & Co., LLC. W. Scott Parker holds multiple licenses and certifications, including Series 7, 31, and 63. W. Scott Parker has specialized in working with individuals, businesses, pension and profit sharing plans, charitable organizations and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
03/21/2013 - Present
UBS Financial Services Inc. (FT. LAUDERDALE FL)
FL
02/21/2003 - 03/22/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LAUDERDALE FL)
NY
12/07/2000 - 03/04/2003
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
05/05/1993 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
IA
Issued 05/14/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 05/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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