Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you W paul? Claim Your ProfileW paul Schwabe is a financial advisor with over 28 years of experience in the financial services industry. W paul Schwabe has been registered with LPL Financial LLC since February 1, 2023, and previously worked for Securities America, Inc., National Planning Corporation, and Jefferson Pilot Securities Corporation. W paul Schwabe holds the Series 6, Series 63, and Series 65 licenses. W paul Schwabe specializes in providing financial advice to individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
02/01/2023 - Present
LPL Financial LLC (EAST LONGMEADOW MA)
MA
11/01/2017 - 02/01/2023
SECURITIES AMERICA, INC. (EAST LONGMEADOW MA)
MA
03/31/2006 - 11/09/2017
NATIONAL PLANNING CORPORATION (EAST LONG MEADOW MA)
IN
01/25/1996 - 04/03/2006
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
06/29/1995 - 09/06/1995
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
NY
02/11/1994 - 05/30/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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