Unclaimed
W. Michael Rosenberg is a Los Angeles-based advisor who has been in the financial industry since June 18, 1987. W. Michael is currently registered with Intrepid Investment Bankers LLC. W. Michael previously held positions with Colorado Financial Service Corporation, Burch & Company, Inc, Wells Fargo Securities, LLC, Barrington Associates, and Chester-Kelsey Corporation. W. Michael has passed the Series 7, Series 24, Series 63, Series 79TO, Series 99TO, and SIE exams. W. Michael is currently registered with the states of California and Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/13/2010 - Present
Intrepid Investment Bankers LLC (LOS ANGELES CA)
CA
06/10/2010 - 01/03/2011
COLORADO FINANCIAL SERVICE CORPORATION (LOS ANGELES CA)
MO
06/04/2010 - 06/08/2010
BURCH & COMPANY, INC (KANSAS CITY MO)
CA
07/01/2009 - 06/03/2010
WELLS FARGO SECURITIES, LLC (LOS ANGELES CA)
CA
10/03/2006 - 07/01/2009
WELLS FARGO SECURITIES, LLC (LOS ANGELES CA)
CA
04/09/1990 - 10/05/2006
BARRINGTON ASSOCIATES (LOS ANGELES CA)
NA
02/20/1987 - 12/11/1989
CHESTER-KELSEY CORPORATION
BC
Issued 12/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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