Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you W.? Claim Your ProfileW. Michael Merkler is an investment advisor with J.p. Morgan Securities LLC, a broker-dealer registered with the Securities and Exchange Commission (SEC). W. Michael Merkler has been in the securities industry since January 25, 1997. W. Michael Merkler has a Series 7, Series 6, Series 63, and Series 66 license, as well as the Securities Industry Essentials (SIE) examination. W. Michael Merkler is registered in 20 states and is an active investment advisor representative. W. Michael Merkler previously worked at Chase Investment Services Corp., Banc One Securities Corporation, Van Kampen Funds Inc., and First Chicago NBD Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
09/19/2013 - Present
J.p. Morgan Securities LLC (ARLINGTON HTS IL)
IL
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ARLINGTON HEIGHTS IL)
IL
05/28/1999 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TX
04/13/1999 - 05/17/1999
VAN KAMPEN FUNDS INC. (HOUSTON TX)
IL
02/01/1999 - 03/30/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
04/09/1997 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
IN
07/30/1993 - 11/02/1993
RAFFENSPERGER, HUGHES & CO., INC. (INDIANAPOLIS IN)
BOTH
Issued 06/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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