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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you W.michael? Claim Your ProfileW.michael Fruth has been in the financial services industry since 1993 and is currently registered with Independent Financial Group, LLC. W.michael Fruth specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. They are registered with the Financial Industry Regulatory Authority (FINRA) and hold several licenses, including Series 6, Series 22, Series 24, Series 62 and the Securities Industry Essentials (SIE) exam. Independent Financial Group, LLC is a registered investment advisor with offices in San Diego, CA, Manhattan Beach, CA, and Littleton, CO. The firm manages approximately $6.75 billion in assets and provides a range of services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/22/2006 - Present
Independent Financial Group, LLC (MANHATTAN BEACH CA)
CO
10/31/2005 - 10/10/2006
AIG FINANCIAL ADVISORS, INC. (LITTLETON CO)
AZ
03/19/1998 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
CA
01/20/1998 - 04/23/1998
SPECTRUM SECURITIES, INC. (AROURA HILLS CA)
CA
05/18/1995 - 12/12/1997
CAPITAL MARKETS GROWTH CORPORATION (VENTURA CA)
CA
05/18/1994 - 04/25/1995
COLUMBUS FINANCIAL, INC. (BEVERLY HILLS CA)
CA
03/18/1993 - 02/24/1994
LAZAR FREDERICK & COMPANY (BEVERLY HILLS CA)
BC
Issued 03/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/06/1995
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 03/16/1993
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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