Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you W.? Claim Your ProfileW. Mark Parker is a financial advisor with Raymond James & Associates, Inc. in MEMPHIS, TN. W. Mark Parker has over 24 years of experience in the financial services industry. W. Mark Parker is licensed to provide investment advice in 17 states and has a Series 63, 65, 7 and SIE license. W. Mark Parker has previously worked at UBS Financial Services Inc. and Raymond James Financial Services, Inc. W. Mark Parker offers a range of services, including financial planning, portfolio management for individuals and businesses, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
12/02/2020 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
02/22/2002 - 09/03/2020
UBS FINANCIAL SERVICES INC. (MEMPHIS TN)
FL
01/02/1997 - 02/26/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
04/30/1996 - 12/31/1996
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
IA
Issued 08/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/29/1996
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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