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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you W. kent? Claim Your ProfileW. Kent Althouse is a financial advisor currently working with MML INVESTORS SERVICES, LLC. W. Kent Althouse has been in the industry since November 2004 and has worked with Ameriprise Financial Services, Inc. and IDS Life Insurance Company previously. W. Kent Althouse is registered with the state of California and has been active in the industry for over 17 years. W. Kent Althouse is a Series 66, Series 24, Series 53, and Series 7 licensed professional. W. Kent Althouse has a wide range of financial services experience with expertise in areas such as financial planning, portfolio management for individuals and businesses, educational seminars, and selection of other advisors. W. Kent Althouse is currently registered to provide investment advice through the state of California and has a total of 10 active state registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
05/13/2008 - Present
MML Investors Services, LLC (BEVERLY HILLS CA)
CA
11/05/2004 - 04/24/2008
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
MN
11/05/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/7/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/28/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 3/31/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/4/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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