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W Keith Prusek

Jefferies LLC

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About W Keith Prusek

W Keith Prusek is a securities professional registered with Jefferies LLC and is licensed in New York and Virginia. W Keith Prusek has over 14 years of experience in the financial services industry. Previously, W Keith Prusek was employed by BB&T Securities, LLC and Scott & Stringfellow, LLC. W Keith Prusek holds the Series 7, Series 24, Series 63, Series 79TO and SIE licenses. W Keith Prusek is a General Securities Principal and a Registered Representative.

Firm Information

W Prusek is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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W Prusek’s Registration & Firm History

VA

04/16/2019 - Present

Jefferies LLC (Richmond VA)

VA

01/02/2013 - 04/25/2019

BB&T SECURITIES, LLC (RICHMOND VA)

VA

09/19/2008 - 01/02/2013

SCOTT & STRINGFELLOW, LLC (RICHMOND VA)

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Licenses & Designations

BC

Issued 01/19/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/22/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for W Keith Prusek.
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