Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vu? Claim Your ProfileVu Kim Le is a financial advisor with Fidelity Personal and Workplace Advisors, registered with the state of California. Vu Kim Le has been in the industry since 2014. Vu Kim Le is also the owner of SJ Seafoods, a live/frozen seafood business. Previously, Vu Kim Le worked at Citigroup Global Markets Inc. and J.P. Morgan Securities LLC. Vu Kim Le holds Series 6, 7, 63 and 66 licenses and is a Registered Representative for Fidelity Personal and Workplace Advisors. Vu Kim Le specializes in portfolio management for businesses and individuals, financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/25/2023 - Present
Fidelity Personal AND Workplace Advisors (SUNNYVALE CA)
CA
11/13/2017 - 10/31/2022
CITIGROUP GLOBAL MARKETS INC. (LOS GATOS CA)
CA
09/29/2014 - 11/15/2017
J.P. MORGAN SECURITIES LLC (Santa Clara CA)
BOTH
Issued 11/09/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Vu Le is the right advisor for you? Invested Better is here to help.
