Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vu? Claim Your ProfileVu Hoang Chau is a financial advisor with Principal Securities, Inc. Vu has been working in the financial industry since December 2, 2011. Vu is registered to provide investment advisory services in 21 states and is also registered as a Registered Representative in California. Vu holds the Series 66, Series 7 and SIE licenses. Vu has a proven track record of working with individuals, corporations, charitable organizations, and retirement plans. Vu has previously been employed by Morgan Stanley and AXA Advisors, LLC. Vu is committed to providing financial advice that meets the individual needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
03/08/2021 - Present
Principal Securities, Inc. (WALNUT CREEK CA)
CA
09/25/2012 - 06/09/2014
MORGAN STANLEY (WALNUT CREEK CA)
CA
08/31/2011 - 09/14/2012
AXA ADVISORS, LLC (SAN FRANCISCO CA)
BOTH
Issued 10/17/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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