Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Voon-chung? Claim Your ProfileVoon-chung Wong is a registered representative with Clsa Americas, LLC. Voon-chung has been in the industry since April 1996, and is currently registered in California. Voon-chung has previously worked with Maybank Securities USA Inc., Nomura Securities International, Inc., Lehman Brothers Inc., ABN AMRO Incorporated, and ABN AMRO Asia Inc.. Voon-chung has earned the Series 7, Series 63, Series 24, Series 12, SIE, and Series 82TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Referrals to others; research product & arrangement and referral service
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
Negotiated rates for research product
1
2
CA
04/18/2023 - Present
Clsa Americas, LLC (San Francisco CA)
CA
08/24/2012 - 10/04/2022
MAYBANK SECURITIES USA INC. (SAN FRANCISCO CA)
CA
02/09/2004 - 05/24/2012
NOMURA SECURITIES INTERNATIONAL, INC. (SAN FRANCISCO CA)
NY
05/31/2001 - 02/19/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
CT
05/01/1999 - 03/16/2001
ABN AMRO INCORPORATED (STAMFORD CT)
NY
04/17/1996 - 05/01/1999
ABN AMRO ASIA INC. (NEW YORK NY)
BOTH
Issued 06/28/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/23/2005
Series 12 - NYSE Branch Manager Examination
BC
Issued 06/16/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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