Unclaimed
Von Richard Jaymes has been in the financial services industry since 1999 and is currently registered with Cetera Investment Advisers LLC in Pennsylvania. Von is a registered investment advisor representative, and holds the Series 6, 7, 63 and 65 licenses. Von has worked with various firms over the years including CADARET, GRANT & CO., INC., INVESTORS BROKERAGE SERVICES, INC., and FIRST AMERICAN NATIONAL SECURITIES, INC.. Von specializes in working with high net worth individuals, corporations or other businesses, individuals other than high net worth, pension and profit-sharing plans, charitable organizations, and banking or thrift institutions. Cetera Investment Advisers LLC is a large firm with a wide range of financial products and services available. Cetera Investment Advisers LLC is a financial services firm focused on offering investment advisory services to a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (SHIPPENSBURG PA)
NY
12/21/2006 - 08/24/2007
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
05/17/1993 - 12/31/1995
CADARET, GRANT & CO., INC. (SYRACUSE NY)
IL
09/17/1992 - 05/21/1993
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
GA
10/20/1987 - 03/23/1992
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 7/5/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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