Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Von? Claim Your ProfileVon Richard Jaymes is a financial advisor with Cetera Investment Advisers LLC, a firm with a regulatory asset under management of $104,468,595,111. Von has been in the industry since 1999. Von is a registered representative with Cetera and also an Investment Advisor Representative. Von has multiple branch offices and services clients in multiple states. Previous firms where Von worked were CADARET, GRANT & CO., INC., INVESTORS BROKERAGE SERVICES, INC., and FIRST AMERICAN NATIONAL SECURITIES, INC. In addition to being registered in multiple states, Von has passed the Series 6, Series 7, Series 63, Series 65 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (SHIPPENSBURG PA)
NY
12/21/2006 - 08/24/2007
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
05/17/1993 - 12/31/1995
CADARET, GRANT & CO., INC. (SYRACUSE NY)
IL
09/17/1992 - 05/21/1993
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
GA
10/20/1987 - 03/23/1992
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 07/05/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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